Blog
Product updates, compliance insights, and guidance from the Cudara team.
- Compliance
The Best AI Compliance Tools for Financial Services & Insurance in 2026
We compare leading AI compliance platforms—Greenboard, Norm AI, Blee, Hadrius, Warrant, and Cudara—so you can choose the right fit for advisers and broker-dealers.
Feb 15, 2026Cudara Team - Company
How We Think About Building Compliance Software for Advisers
Cudara's point of view: why we focus on archiving, employee compliance, and filings—and the trade-offs we made so we don't become another bloated suite.
Jul 1, 2025Cudara Team - Compliance
Frequently Asked Questions About SEC and FINRA Communications Compliance
One place for common questions: retention, channels, exams, vendors, 'readily accessible,' and mistakes to avoid.
Jun 15, 2025Cudara Team - Compliance
New Rep Onboarding: A Compliance Checklist for Advisory Firms
Step-by-step compliance for new hires: attestations, training, personal trading, and communications so nothing falls through the cracks.
Jun 1, 2025Cudara Team - Compliance
When Spreadsheets and Shared Drives Aren't Enough for Compliance
Signs you've outgrown manual compliance—and what 'good enough' looks like before you invest in dedicated software.
May 15, 2025Cudara Team - Compliance
Communications Archiving Tools for Advisers: What to Look For (and What to Avoid)
A buyer's guide to archiving solutions: criteria, trade-offs, and red flags so you can compare options and choose the right fit for your firm.
May 1, 2025Cudara Team - Compliance
How to Prepare for a Compliance Exam When You're Short on Time
An exam-prep checklist and priorities: what examiners ask for first, what to have ready, and how to focus when the clock is ticking.
Apr 15, 2025Cudara Team - Compliance
RIA vs Broker-Dealer Compliance: Where They Overlap and Where They Diverge
A clear comparison so your firm knows which rules apply and where to focus—including hybrid and dually registered setups.
Apr 1, 2025Cudara Team - Compliance
Personal Trading and Outside Business: How to Stay Compliant Without Slowing Reps Down
Practical process and tooling so employee compliance—personal trading, outside business activities—doesn't become a bottleneck for your team.
Mar 15, 2025Cudara Team - Compliance
What SEC and FINRA Actually Expect From Your Communications Archive
A practical guide to 17a-4, WORM storage, and 'readily accessible' so your firm knows exactly what examiners expect from your communications archive.
Mar 1, 2025Cudara Team